8-K: Current report
Published on May 16, 2008
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of
Report (Date of earliest event reported):
May
16,
2008
HARRIS
& HARRIS GROUP, INC.
(Exact
Name of Registrant as Specified in its Charter)
|
New
York
|
0-11576
|
13-3119827
|
|
(State
or Other Jurisdiction
of
Incorporation)
|
(Commission
File Number)
|
(I.R.S.
Employer Identification No.)
|
111
West 57th
Street
New
York, New York 10019
(Address
of Principal Executive Offices and Zip Code)
Registrant's
telephone number, including area code: (212)
582-0900
|
Other
Events.
|
On
May
16, 2008, Harris & Harris Group, Inc. (the “Company”) released the letter to
shareholders for the first quarter of 2008, which is available on the Company’s
website, www.TinyTechVC.com. A copy of the letter to shareholders is attached
as
Exhibit 99.1 to this Form 8-K, and the Company's press release issued May 16,
2008, is attached as Exhibit 99.2.
Forward-Looking
Statements
The
letter to shareholders for the first quarter of 2008 may contain statements
of a
forward-looking nature relating to future events. These forward-looking
statements are subject to the inherent uncertainties in predicting future
results and conditions. These statements reflect the Company's current
beliefs, and a number of important factors could cause actual results to differ
materially from those expressed in the letter to shareholders for the first
quarter of 2008. Please see the Company's Annual Report on Form 10-K for the
fiscal year ended December 31, 2007, the Company’s Registration Statement on
Form N-2, the Company’s report on Form 10-Q for the quarter ended March 31, 2008
and subsequent filings, filed with the Securities and Exchange Commission,
for a
more detailed discussion of the risks and uncertainties associated with the
Company's business, including but not limited to the risks and uncertainties
associated with venture capital investing and other significant factors that
could affect the Company's actual results. Except as otherwise required by
Federal securities laws, Harris & Harris Group, Inc., undertakes no
obligation to update or revise these forward-looking statements to reflect
new
events or uncertainties.
Additional
Information
The
reference to the websites www.TinyTechVC.com and to the websites of all
portfolio companies have been provided as a convenience, and the information
contained on such websites is not incorporated by reference into this Form
8-K.
Harris & Harris Group, Inc. is not responsible for the contents of
third-party websites.
|
Item
9.01.
|
Financial
Statements and Exhibits.
|
(a)
Not
applicable.
(b)
Not
applicable.
(c)
Not
applicable.
(d)
Exhibits.
|
Exhibit
No.
|
Description
|
|
99.1
|
First
Quarter Letter to Shareholders
|
|
99.2
|
Press
Release dated May 16, 2008
|
2
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
Date: May
16, 2008
|
HARRIS
& HARRIS GROUP, INC.
|
|
By:
/s/
Charles E. Harris
|
|
|
Charles
E. Harris
|
|
|
|
Chairman
and Chief Executive Officer
|
3
EXHIBIT
INDEX
|
Exhibit
No.
|
Description
|
|
99.1
|
First
Quarter Letter to Shareholders
|
|
99.2
|
Press
Release dated May 16, 2008
|
4