8-K: Current report
Published on June 28, 2010
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
Report (Date of earliest event reported):
June 28,
2010 (June 28, 2010)
HARRIS
& HARRIS GROUP, INC.
(Exact
name of registrant as specified in its charter)
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New
York
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0-11576
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13-3119827
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(State
or other jurisdiction of
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(Commission
File
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(IRS
Employer
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incorporation)
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Number)
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Identification
No.)
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1450
Broadway
New
York, New York 10018
(Address
of principal executive offices and zip code)
(212)
582-0900
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
8.01. Other
Events.
On June
28, 2010, Harris & Harris Group, Inc. (the “Company”) released a Letter to
Shareholders, which is available on the Company’s website at
www.HHVC.com. A copy of the Letter to Shareholders is attached as
Exhibit 99.1 to this Form 8-K, and the Company's press release issued June 28,
2010, is attached as Exhibit 99.2.
The
Letter to Shareholders may contain statements of a forward-looking nature
relating to future events. These forward-looking statements are
subject to the inherent uncertainties in predicting future results and
conditions. These statements reflect the Company's current beliefs, and a
number of important factors could cause actual results to differ materially from
those expressed in the Letter to Shareholders. Please see the
Company's Annual Report on Form 10-K for the year ended December 31, 2009, the
Quarterly Report on Form 10-Q for the quarter ending March 31, 2010, as well as
subsequent SEC filings, filed with the Securities and Exchange Commission for a
more detailed discussion of the risks and uncertainties associated with the
Company's business, including but not limited to, the risks and uncertainties
associated with venture capital investing and other significant factors that
could affect the Company's actual results. Except as otherwise required by
Federal securities laws, the Company undertakes no obligation to update or
revise these forward-looking statements to reflect new events or uncertainties.
Additional
Information
The reference to the website
www.HHVC.com has been provided as a convenience, and the information contained
on such website is not incorporated by reference into this Form
8-K.
Item
9.01. Financial Statements
and Exhibits.
(a) Not
applicable.
(b)
Not
applicable.
(c)
Not
applicable.
(d)
Exhibits.
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Exhibit No.
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Description
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99.1
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Letter
to Shareholders
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99.2
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Press
Release dated June 28,
2010
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Date:
June 28, 2010
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HARRIS
& HARRIS GROUP, INC.
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By:
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/s/ Daniel B. Wolfe
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Daniel
B. Wolfe
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President
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EXHIBIT
INDEX
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Exhibit No.
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Description
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99.1
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Letter
to Shareholders
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99.2
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Press
Release dated June 28,
2010
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