8-K: Current report
Published on June 15, 1998
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 18, 1998
Commission File Number: 0-11576
HARRIS & HARRIS GROUP, INC.
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(Exact name of registrant as specified in its charter)
New York 13-3119827
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(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
One Rockefeller Plaza, Rockefeller Center, New York, New York 10020
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(Address of Principal Executive Offices) (Zip Code)
212-332-3603
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(Registrant's telephone number, including area code)
Item 5. Other Events.
Attached as an exhibit is the Harris & Harris Group Employee Profit
Sharing Plan (the "Plan") as modified by the Board of Directors at its meeting
on May 18, 1998 to take into account the Company's transition to qualifying as
a regulated investment company under Sub-Chapter M of the Internal Revenue
Code. The Plan provides a special incentive for designated employees
("Participants") of Harris & Harris Group, Inc. (the "Company") to increase
the future profits of the Company, by allowing the Participants to share in
the after-tax profits of the Company.
Item 7. Financial Statements and Exhibits
(c) Exhibits
Item 601(a) of
Regulation S-K
Exhibit No. Description
(99) Harris & Harris Group Employee Profit Sharing Plan
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
HARRIS & HARRIS GROUP, INC.
Date: June 15, 1998 By: /s/ Rachel M. Pernia
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Rachel M. Pernia, Controller