Form: N-PX

Annual Report of proxy voting record of management investment companies

August 29, 2025

Documents

Ascent Industries Co. 871565107 US8715651076 06/10/2025 Election of Director: Henry L. Guy DIRECTOR ELECTIONS ISSUER 366860 0 FOR 366860 FOR Ascent Industries Co. 871565107 US8715651076 06/10/2025 Election of Director: Christopher G. Hutter DIRECTOR ELECTIONS ISSUER 366860 0 FOR 366860 FOR Ascent Industries Co. 871565107 US8715651076 06/10/2025 Election of Director: Aldo J. Mazzaferro DIRECTOR ELECTIONS ISSUER 366860 0 FOR 366860 FOR Ascent Industries Co. 871565107 US8715651076 06/10/2025 Election of Director: Benjamin Rosenzweig DIRECTOR ELECTIONS ISSUER 366860 0 FOR 366860 FOR Ascent Industries Co. 871565107 US8715651076 06/10/2025 Election of Director: John P. Schauerman DIRECTOR ELECTIONS ISSUER 366860 0 FOR 366860 FOR Ascent Industries Co. 871565107 US8715651076 06/10/2025 Advisory vote on the compensation of our named executive officers COMPENSATION ISSUER 366860 0 FOR 366860 FOR Ascent Industries Co. 871565107 US8715651076 06/10/2025 Ratification of the appoinment of Moss Adams, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2025 AUDIT-RELATED ISSUER 366860 0 FOR 366860 FOR Brightcove Inc. 10921T101 US10921T1016 01/29/2025 Adoption of the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of November 24, 2024, by and among Bending Spoons US Inc., a Delaware corporation, Bending Spoons S.p.A., an Italian soceita per azioni (solely for the purpose of Section 6.11, Section 6.13 and Section 9.15), Blossom Merger Sub Inc., a Delaware corporation and wholly-owned subsidiary of Bending Spoons US Inc., and Brightcove Inc. ("Brightcove") CAPITAL STRUCTURE ISSUER 1053580 0 FOR 1053580 FOR Brightcove Inc. 10921T101 US10921T1016 01/29/2025 Approval of, on a non-binding, advisory basis, certain compensation that may be paid or become payable to Brightcove's named executive officers in connection with the transactions contemplated by the Merger Agreement COMPENSATION ISSUER 1053580 0 FOR 1053580 FOR Brightcove Inc. 10921T101 US10921T1016 01/29/2025 Approval of a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficent votes to adopt the Merger Agreement at the time of the Special Meeting CAPITAL STRUCTURE ISSUER 1053580 0 FOR 1053580 FOR comScore, Inc. 20564W204 US20564W2044 06/17/2025 Election of Director: Itzhak Fisher DIRECTOR ELECTIONS ISSUER 400451 0 WITHHOLD 400451 NONE comScore, Inc. 20564W204 US20564W2044 06/17/2025 Election of Director: Jeff Murphy DIRECTOR ELECTIONS ISSUER 400451 0 WITHHOLD 400451 NONE comScore, Inc. 20564W204 US20564W2044 06/17/2025 Election of Director: Marty Patterson DIRECTOR ELECTIONS ISSUER 400451 0 WITHHOLD 400451 NONE comScore, Inc. 20564W204 US20564W2044 06/17/2025 The approval, on a non-binding advisory basis, of the compensation paid to the company's named executive officers COMPENSATION ISSUER 400451 0 AGAINST 400451 AGAINST comScore, Inc. 20564W204 US20564W2044 06/17/2025 The ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2025 AUDIT-RELATED ISSUER 400451 0 AGAINST 400451 AGAINST comScore, Inc. 20564W204 US20564W2044 06/17/2025 The approval of an amendment to the Amended and Restated 2018 Equity and Incentive Compensation Plan to increase the number of shares of the company's common stock available for grant by 2,000,000 CAPITAL STRUCTURE ISSUER 400451 0 AGAINST 400451 AGAINST comScore, Inc. 20564W204 US20564W2044 06/17/2025 The adoption of an amendment to the Amended and Restated Certificate of Incorporation to increase (i) the total number of shares authorized for issuance from 118,750,000 to 121,750,000 and (ii) the number of shares of common stock authorized for issuance from 13,750,000 to 16,750,000 CAPITAL STRUCTURE ISSUER 400451 0 AGAINST 400451 AGAINST comScore, Inc. 20564W204 US20564W2044 06/17/2025 The adoption of an amendment to the Certificate of Designations (the "COD") of the Series B Convertible Preferred Stock ("Series B Preferred Stock") (i) to increase the number of authorized shares designated as Series B Preferred Stock from 100,000,000 to 104,000,000 and (ii) to clarify that shares of Series B Preferred Stock issued as payment for accrued dividends on the Series B Preferred Stock, or in lieu thereof, will count toward the $100,000,000 threshold required for the company to undertake a Mandatory Conversion (as defined in the COD) CAPITAL STRUCTURE ISSUER 400451 0 AGAINST 400451 AGAINST comScore, Inc. 20564W204 US20564W2044 06/17/2025 The approval, in accordance with Nasdaq Listing Rule 5635(d), of the issuance of common stock or Series B Preferred Stock as payment for accrued dividends on the Series B Preferred Stock or in lieu thereof, if elected by the Disinterested Directors (as defined in the COD) or agreed between the Disinterested Directors and the holders of Series B Preferred Stock, as applicable CAPITAL STRUCTURE ISSUER 400451 0 AGAINST 400451 AGAINST Lantronix, Inc. 516548203 US5165482036 11/05/2024 Election of Director to serve until the next annual meeting of stockholders and until his successor is duly elected and qualified, or until the director's earlier resignation or removal: Saleel Awsare DIRECTOR ELECTIONS ISSUER 702096 0 FOR 702096 FOR Lantronix, Inc. 516548203 US5165482036 11/05/2024 Election of Director to serve until the next annual meeting of stockholders and until his successor is duly elected and qualified, or until the director's earlier resignation or removal: Philip Brace DIRECTOR ELECTIONS ISSUER 702096 0 FOR 702096 FOR Lantronix, Inc. 516548203 US5165482036 11/05/2024 Election of Director to serve until the next annual meeting of stockholders and until his successor is duly elected and qualified, or until the director's earlier resignation or removal: Narbeh Derhacobian DIRECTOR ELECTIONS ISSUER 702096 0 FOR 702096 FOR Lantronix, Inc. 516548203 US5165482036 11/05/2024 Election of Director to serve until the next annual meeting of stockholders and until his successor is duly elected and qualified, or until the director's earlier resignation or removal: Kevin Palatnik DIRECTOR ELECTIONS ISSUER 702096 0 FOR 702096 FOR Lantronix, Inc. 516548203 US5165482036 11/05/2024 Election of Director to serve until the next annual meeting of stockholders and until his successor is duly elected and qualified, or until the director's earlier resignation or removal: Hoshi Printer DIRECTOR ELECTIONS ISSUER 702096 0 FOR 702096 FOR Lantronix, Inc. 516548203 US5165482036 11/05/2024 To ratify the appointment of Baker Tilly US, LLP as Lantronix's independent registered public accountants for the fiscal year ending June 30, 2025 AUDIT-RELATED ISSUER 702096 0 FOR 702096 FOR Lantronix, Inc. 516548203 US5165482036 11/05/2024 To approve, on a non-binding advisory basis, the compensation paid to Lantronix's named excutive officers as described in the proxy statement accompanying this notice COMPENSATION ISSUER 702096 0 FOR 702096 FOR Lantronix, Inc. 516548203 US5165482036 11/05/2024 To approve an amendment to Lantronix's 2020 Performance Incentive Plan to increase the number of shares of common stock reserved for issuance under the plan by 1,800,000 shares COMPENSATION ISSUER 702096 0 FOR 702096 FOR OraSure Technologies, Inc. 68554V108 US68554V1089 05/14/2025 Election of Class I Director to Expiring 2028: Carrie Eglinton Manner DIRECTOR ELECTIONS ISSUER 50000 0 AGAINST 50000 AGAINST OraSure Technologies, Inc. 68554V108 US68554V1089 05/14/2025 Election of Class I Director to Expiring 2028: John P. Kenny DIRECTOR ELECTIONS ISSUER 50000 0 AGAINST 50000 AGAINST OraSure Technologies, Inc. 68554V108 US68554V1089 05/14/2025 Election of Class I Director to Expiring 2028: David J. Shulkin, M.D. DIRECTOR ELECTIONS ISSUER 50000 0 AGAINST 50000 AGAINST OraSure Technologies, Inc. 68554V108 US68554V1089 05/14/2025 Ratification of Appointment of Grant Thornton LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2025 AUDIT-RELATED ISSUER 50000 0 FOR 50000 FOR OraSure Technologies, Inc. 68554V108 US68554V1089 05/14/2025 Advisory (Non-Binding) Vote to Approve Executive Compensation COMPENSATION ISSUER 50000 0 AGAINST 50000 AGAINST OraSure Technologies, Inc. 68554V108 US68554V1089 05/14/2025 Approval of Amendment and Restatement of the Company's Stock Award Plan to Increase the Shares Authorized for Issuance Thereunder CAPITAL STRUCTURE ISSUER 50000 0 AGAINST 50000 AGAINST Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Election of Director: Vann Avedisian DIRECTOR ELECTIONS ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Election of Director: Joseph Boehm DIRECTOR ELECTIONS ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Election of Director: Adrian Butler DIRECTOR ELECTIONS ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Election of Director: David Head DIRECTOR ELECTIONS ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Election of Director: David Near DIRECTOR ELECTIONS ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Election of Director: Dave Pearson DIRECTOR ELECTIONS ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Election of Director: Jill Sutton DIRECTOR ELECTIONS ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Election of Director: Robert D. Wright DIRECTOR ELECTIONS ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Ratification of the appointment of KPMG LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 28, 2025 AUDIT-RELATED ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 A non-binding, advisory vote on a resolution approving the 2024 compensation of the Company's named executive officers COMPENSATION ISSUER 1091206 0 FOR 1091206 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/15/2025 Approval of the amendment to the Company's Amended and Restated 2019 Long-Term Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder COMPENSATION ISSUER 1091206 0 FOR 1091206 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Election of Director: James J. Lerner DIRECTOR ELECTIONS ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Election of Director: Todd W. Arden DIRECTOR ELECTIONS ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Election of Director: Donald J. Jaworski DIRECTOR ELECTIONS ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Election of Director: Hugues Meyrath DIRECTOR ELECTIONS ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Election of Director: Christopher D. Neumeyer DIRECTOR ELECTIONS ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Election of Director: John R. Tracy DIRECTOR ELECTIONS ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Election of Director: Yue Zhou (Emily) White DIRECTOR ELECTIONS ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Approval of an amendment to the Amended and Restated Certificate of Incorporation to effect a reverse stock split of the issued shares of common stock at a ratio ranging from 1 share-for-5 shares up to a ratio of 1 share-for-20 shares, with the exact ratio to be selected by the Board of Directors and set forth in apublic announcement CAPITAL STRUCTURE ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Approval of an amendment to the Quantum Corporation 2023 Long-Term Incentive Plan to increase the number of shares on common stock reserved for issuance thereunder by 5,000,000 shares COMPENSATION ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Approval of the compensation of named executive officers, on a non-binding advisory basis COMPENSATION ISSUER 4467199 0 FOR 4467199 FOR Quantum Corporation 747906501 US7479065010 08/15/2024 Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending March 31, 2025 AUDIT-RELATED ISSUER 4467199 0 AGAINST 4467199 AGAINST Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/09/2025 Election of Director: Laurie L. Harris DIRECTOR ELECTIONS ISSUER 854788 0 FOR 854788 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/09/2025 Election of Director: Jeffrey G. Miller DIRECTOR ELECTIONS ISSUER 854788 0 FOR 854788 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/09/2025 To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025 AUDIT-RELATED ISSUER 854788 0 FOR 854788 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/09/2025 To approve on a non-binding advisory basis the compensation of the Company's named executive officers COMPENSATION ISSUER 854788 0 FOR 854788 FOR