Form: N-PX

Annual Report of proxy voting record of management investment companies

August 20, 2024

Documents

Ascent Industries Co. 871565107 US8715651076 06/12/2024 Election of Director: Henry L. Guy DIRECTOR ELECTIONS ISSUER 310256 0 FOR 310256 FOR Ascent Industries Co. 871565107 US8715651076 06/12/2024 Election of Director: Christopher G. Hutter DIRECTOR ELECTIONS ISSUER 310256 0 FOR 310256 FOR Ascent Industries Co. 871565107 US8715651076 06/12/2024 Election of Director: Aldo J. Mazzaferro DIRECTOR ELECTIONS ISSUER 310256 0 FOR 310256 FOR Ascent Industries Co. 871565107 US8715651076 06/12/2024 Election of Director: Benjamin Rosenzweig DIRECTOR ELECTIONS ISSUER 310256 0 FOR 310256 FOR Ascent Industries Co. 871565107 US8715651076 06/12/2024 Election of Director: John P. Schauerman DIRECTOR ELECTIONS ISSUER 310256 0 FOR 310256 FOR Ascent Industries Co. 871565107 US8715651076 06/12/2024 Advisory vote on the compensation of our named executive officers COMPENSATION ISSUER 310256 0 FOR 310256 FOR Ascent Industries Co. 871565107 US8715651076 06/12/2024 Approval, on the frequency of future say-on-pay votes SECTION 14A SAY-ON-PAY VOTES ISSUER 310256 0 FOR 310256 FOR 1 Year Ascent Industries Co. 871565107 US8715651076 06/12/2024 Ratification of the appoinment of Moss Adams, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024 AUDIT-RELATED ISSUER 310256 0 FOR 310256 FOR Brightcove Inc. 10921T101 US10921T1016 05/08/2024 Election of Class III Director Nominees: Gary Haroian DIRECTOR ELECTIONS ISSUER 1384236 0 FOR 1384236 FOR Brightcove Inc. 10921T101 US10921T1016 05/08/2024 Election of Class III Director Nominees: Diane Hessan DIRECTOR ELECTIONS ISSUER 1384236 0 FOR 1384236 FOR Brightcove Inc. 10921T101 US10921T1016 05/08/2024 Ratification of the appoinment of Ernst & Yound LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024 AUDIT-RELATED ISSUER 1384236 0 FOR 1384236 FOR Brightcove Inc. 10921T101 US10921T1016 05/08/2024 To approve, on a non-binding advisory basis, the compensation of Brightcove's named executive officers COMPENSATION ISSUER 1384236 0 FOR 1384236 FOR Brightcove Inc. 10921T101 US10921T1016 05/08/2024 To approve, on a non-binding, advisory basis, the frequency of future non-binding, advisory votes to approve the compensation of Brightcove's named executive officers COMPENSATION ISSUER 1384236 0 FOR 1384236 FOR 1 Year Commercial Vehicle Group, Inc. 202608105 US2026081057 05/16/2024 Election of Director to hold office until the 2025 Annual Meeting: Melanie K. Cook DIRECTOR ELECTIONS ISSUER 324831 0 FOR 324831 FOR Commercial Vehicle Group, Inc. 202608105 US2026081057 05/16/2024 Election of Director to hold office until the 2025 Annual Meeting: Ruth Gratzke DIRECTOR ELECTIONS ISSUER 324831 0 FOR 324831 FOR Commercial Vehicle Group, Inc. 202608105 US2026081057 05/16/2024 Election of Director to hold office until the 2025 Annual Meeting: Robert C. Griffin DIRECTOR ELECTIONS ISSUER 324831 0 FOR 324831 FOR Commercial Vehicle Group, Inc. 202608105 US2026081057 05/16/2024 Election of Director to hold office until the 2025 Annual Meeting: William C. Johnson DIRECTOR ELECTIONS ISSUER 324831 0 FOR 324831 FOR Commercial Vehicle Group, Inc. 202608105 US2026081057 05/16/2024 Election of Director to hold office until the 2025 Annual Meeting: J. Michael Nauman DIRECTOR ELECTIONS ISSUER 324831 0 FOR 324831 FOR Commercial Vehicle Group, Inc. 202608105 US2026081057 05/16/2024 Election of Director to hold office until the 2025 Annual Meeting: Wayne M. Rancourt DIRECTOR ELECTIONS ISSUER 324831 0 FOR 324831 FOR Commercial Vehicle Group, Inc. 202608105 US2026081057 05/16/2024 Election of Director to hold office until the 2025 Annual Meeting: James R. Ray DIRECTOR ELECTIONS ISSUER 324831 0 FOR 324831 FOR Commercial Vehicle Group, Inc. 202608105 US2026081057 05/16/2024 A non-binding advisory vote on the compensation of the Company's named executive officers COMPENSATION ISSUER 324831 0 FOR 324831 FOR Commercial Vehicle Group, Inc. 202608105 US2026081057 05/16/2024 A proposal to ratifiy the appointment of KPMG LLP as the independent registered public accounting firm of the Company, for the fiscal year ending December 31, 2024 AUDIT-RELATED ISSUER 324831 0 FOR 324831 FOR comScore, Inc. 20564W204 US20564W2044 12/12/2023 The adoption of an amendment to the Amended and Restated Certificate of Incorporation to: (i) effect a reverse stock split of our common stock, by combining shares of common stock issued and outstanding or held in treasury into a lesser number of shares of common stock at a ratio in the range of 1-for-2 and 1-for-30, with the exact ratio to be selected by our Board of Directors and (ii) reduce the number of authorized shares of common stock by the same ratio as the reverse stock split ("Proposal No. 1") CAPITAL STRUCTURE ISSUER 6426059 0 FOR 6426059 FOR comScore, Inc. 20564W204 US20564W2044 12/12/2023 The approval of the adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are insufficient votes to approve Proposal No. 1 CAPITAL STRUCTURE ISSUER 6426059 0 FOR 6426059 FOR comScore, Inc. 20564W204 US20564W2044 06/12/2024 Election of Director: Jon Carpenter DIRECTOR ELECTIONS ISSUER 400135 0 FOR 400135 FOR comScore, Inc. 20564W204 US20564W2044 06/12/2024 Election of Director: Leslie Gillin DIRECTOR ELECTIONS ISSUER 400135 0 FOR 400135 FOR comScore, Inc. 20564W204 US20564W2044 06/12/2024 Election of Director: Bill Livek DIRECTOR ELECTIONS ISSUER 400135 0 FOR 400135 FOR comScore, Inc. 20564W204 US20564W2044 06/12/2024 Election of Director: Matt McLaughlin DIRECTOR ELECTIONS ISSUER 400135 0 FOR 400135 FOR comScore, Inc. 20564W204 US20564W2044 06/12/2024 The approval, on a non-binding advisory basis, of the compensation paid to the Company's named executive officers COMPENSATION ISSUER 400135 0 FOR 400135 FOR comScore, Inc. 20564W204 US20564W2044 06/12/2024 The recommendation, on a non-binding advisory basis, of whether the advisory vote on executive compensation should occur every year, every two years or every three years COMPENSATION ISSUER 400135 0 FOR 400135 FOR 1 Year comScore, Inc. 20564W204 US20564W2044 06/12/2024 The ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2024 AUDIT-RELATED ISSUER 400135 0 FOR 400135 FOR comScore, Inc. 20564W204 US20564W2044 06/12/2024 The approval of an amendment to the Amended and Restated 2018 Equity and Incentive Compensation Plan to increase the number of shares of the company's common stock available for grant by 900,000 CAPITAL STRUCTURE ISSUER 400135 0 FOR 400135 FOR comScore, Inc. 20564W204 US20564W2044 06/12/2024 The adoption of an amendment to the Certificate of Designations of the Series B Convertible Preferred Stock to clarify that the price thresholds in Sections 4(c)(i)(a), (b) and (c) of the Certificate of Designations shall be adjusted as appropriate to give effect to the reverse stock split effectuated by the company on December 20, 2023 CAPITAL STRUCTURE ISSUER 400135 0 FOR 400135 FOR D-Wave Quantum Inc. 26740W109 US26740W1099 06/06/2024 Election of Class II directors to hold office until the 2027 Annual Meeting of Shareholders: Emil Michael DIRECTOR ELECTIONS ISSUER 911938 0 FOR 911938 FOR D-Wave Quantum Inc. 26740W109 US26740W1099 06/06/2024 Election of Class II directors to hold office until the 2027 Annual Meeting of Shareholders: Amy Cappellanti-Wolf DIRECTOR ELECTIONS ISSUER 911938 0 FOR 911938 FOR D-Wave Quantum Inc. 26740W109 US26740W1099 06/06/2024 Election of Class II directors to hold office until the 2027 Annual Meeting of Shareholders: Philip Adam Smalley III DIRECTOR ELECTIONS ISSUER 911938 0 FOR 911938 FOR D-Wave Quantum Inc. 26740W109 US26740W1099 06/06/2024 To approve an amendment to the Amended and Restated Certificate of Incorporation to permit officer exculpation CORPORATE GOVERNANCE ISSUER 911938 0 FOR 911938 FOR D-Wave Quantum Inc. 26740W109 US26740W1099 06/06/2024 To ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2024 AUDIT-RELATED ISSUER 911938 0 FOR 911938 FOR Intevac, Inc. 461148108 US4611481080 05/15/2024 Election of Director: David S. Dury DIRECTOR ELECTIONS ISSUER 912481 0 FOR 912481 FOR Intevac, Inc. 461148108 US4611481080 05/15/2024 Election of Director: Nigel D. Hunton DIRECTOR ELECTIONS ISSUER 912481 0 FOR 912481 FOR Intevac, Inc. 461148108 US4611481080 05/15/2024 Election of Director: Kevin D. Barber DIRECTOR ELECTIONS ISSUER 912481 0 FOR 912481 FOR Intevac, Inc. 461148108 US4611481080 05/15/2024 Election of Director: Dorothy D. Hayes DIRECTOR ELECTIONS ISSUER 912481 0 FOR 912481 FOR Intevac, Inc. 461148108 US4611481080 05/15/2024 Election of Director: Michele F. Klein DIRECTOR ELECTIONS ISSUER 912481 0 FOR 912481 FOR Intevac, Inc. 461148108 US4611481080 05/15/2024 Proposal to approve an amendment to the Intevac 2003 Employee Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 300,000 shares CAPITAL STRUCTURE ISSUER 912481 0 FOR 912481 FOR Intevac, Inc. 461148108 US4611481080 05/15/2024 Proposal to approve an amendment to the Intevac 2020 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 900,000 shares CAPITAL STRUCTURE ISSUER 912481 0 FOR 912481 FOR Intevac, Inc. 461148108 US4611481080 05/15/2024 Proposal to ratify the appointment of BPM LLP as independent public accountants of Intevac for the fiscal year ending December 28, 2024 AUDIT-RELATED ISSUER 912481 0 FOR 912481 FOR Intevac, Inc. 461148108 US4611481080 05/15/2024 Proposal to approve, on a non-binding, advisory basis, the executive compensation of the Company's named executive officers COMPENSATION ISSUER 912481 0 FOR 912481 FOR Lantronix, Inc. 516548203 US5165482036 11/07/2023 Election of Director: Philip Brace DIRECTOR ELECTIONS ISSUER 746513 0 FOR 746513 FOR Lantronix, Inc. 516548203 US5165482036 11/07/2023 Election of Director: Jason Cohenour DIRECTOR ELECTIONS ISSUER 746513 0 FOR 746513 FOR Lantronix, Inc. 516548203 US5165482036 11/07/2023 Election of Director: Phu Hoang DIRECTOR ELECTIONS ISSUER 746513 0 FOR 746513 FOR Lantronix, Inc. 516548203 US5165482036 11/07/2023 Election of Director: Hoshi Printer DIRECTOR ELECTIONS ISSUER 746513 0 FOR 746513 FOR Lantronix, Inc. 516548203 US5165482036 11/07/2023 Ratification of the appointment of Baker Tilly US, LLP as Lantronix's independent registered public accountants for the fiscal year ending June 30, 2024 AUDIT-RELATED ISSUER 746513 0 FOR 746513 FOR Lantronix, Inc. 516548203 US5165482036 11/07/2023 Approval, on an advisory basis, of the compensation of Lantornix's named excutive officers COMPENSATION ISSUER 746513 0 FOR 746513 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 Election of Director to hold office for one-year term and until their respective successors are duly elected and qualified: Alfred D'Agostino DIRECTOR ELECTIONS ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 Election of Director to hold office for one-year term and until their respective successors are duly elected and qualified: Lynn Blake DIRECTOR ELECTIONS ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 Election of Director to hold office for one-year term and until their respective successors are duly elected and qualified: Steven Burns DIRECTOR ELECTIONS ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 Election of Director to hold office for one-year term and until their respective successors are duly elected and qualified: Meghan Henson DIRECTOR ELECTIONS ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 Election of Director to hold office for one-year term and until their respective successors are duly elected and qualified: Dean Janeway DIRECTOR ELECTIONS ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 Election of Director to hold office for one-year term and until their respective successors are duly elected and qualified: Adam L. Michaels DIRECTOR ELECTIONS ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 Election of Director to hold office for one-year term and until their respective successors are duly elected and qualified: Shirley Romig DIRECTOR ELECTIONS ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 Election of Director to hold office for one-year term and until their respective successors are duly elected and qualified: Thomas Toto DIRECTOR ELECTIONS ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 To ratify the appointment of Rosenberg Rich Baxter Berman and Company, Certified Public Accountants, as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2025 AUDIT-RELATED ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 To hold an advisory vote to approve executive compensation COMPENSATION ISSUER 300000 0 FOR 300000 FOR Mama's Creations, Inc. 56146T103 US56146T1034 07/03/2024 To hold an advisory vote on the frequency of future advisory votes to approve executive compensation COMPENSATION ISSUER 300000 0 FOR 300000 FOR 1 Year Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 Election of Director: Vann Avedisian DIRECTOR ELECTIONS ISSUER 1078603 0 FOR 1078603 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 Election of Director: Joseph Boehm DIRECTOR ELECTIONS ISSUER 1078603 0 FOR 1078603 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 Election of Director: Adrian Butler DIRECTOR ELECTIONS ISSUER 1078603 0 FOR 1078603 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 Election of Director: David Head DIRECTOR ELECTIONS ISSUER 1078603 0 FOR 1078603 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 Election of Director: David Near DIRECTOR ELECTIONS ISSUER 1078603 0 FOR 1078603 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 Election of Director: Dave Pearson DIRECTOR ELECTIONS ISSUER 1078603 0 FOR 1078603 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 Election of Director: Jill Sutton DIRECTOR ELECTIONS ISSUER 1078603 0 FOR 1078603 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 Election of Director: Robert D. Wright DIRECTOR ELECTIONS ISSUER 1078603 0 FOR 1078603 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 Ratification of the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 29, 2024 AUDIT-RELATED ISSUER 1078603 0 FOR 1078603 FOR Potbelly Corporation 73754Y100 US73754Y1001 05/14/2024 A non-binding, advisory vote on a resolution approving the 2023 compensation of the Company's named executive officers COMPENSATION ISSUER 1078603 0 FOR 1078603 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Election of Director: James J. Lerner DIRECTOR ELECTIONS ISSUER 3221192 0 FOR 3221192 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Election of Director: Marc E. Rothman DIRECTOR ELECTIONS ISSUER 3221192 0 FOR 3221192 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Election of Director: Yue Zhou (Emily) White DIRECTOR ELECTIONS ISSUER 3221192 0 FOR 3221192 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Election of Director: Christopher D. Neumeyer DIRECTOR ELECTIONS ISSUER 3221192 0 FOR 3221192 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Election of Director: Donald J. Jaworski DIRECTOR ELECTIONS ISSUER 3221192 0 FOR 3221192 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Election of Director: Hugues Meyrath DIRECTOR ELECTIONS ISSUER 3221192 0 FOR 3221192 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Approval to adopt the 2023 Long Term Incentive Plan COMPENSATION ISSUER 3221192 0 FOR 3221192 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Approval to amend and restate the Employee Stock Purchase Plan CAPITAL STRUCTURE ISSUER 3221192 0 FOR 3221192 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Advisory vote to approve executive compensation COMPENSATION ISSUER 3221192 0 FOR 3221192 FOR Quantum Corporation 747906501 US7479065010 09/12/2023 Advisory vote on frequency of Advisory Vote on Executive Compensation COMPENSATION ISSUER 3221192 0 FOR 3221192 FOR 1 Year Quantum Corporation 747906501 US7479065010 09/12/2023 Ratification of the appointment of Grant Thornton LLP as the Independent Auditors AUDIT-RELATED ISSUER 3221192 0 FOR 3221192 FOR Rayonier Advanced Materials, Inc. 05366Y201 US05366Y2019 05/15/2024 Election of Director: Charles E. Adair DIRECTOR ELECTIONS ISSUER 215918 0 FOR 215918 AGAINST Rayonier Advanced Materials, Inc. 05366Y201 US05366Y2019 05/15/2024 Election of Director: Julie A. Dill DIRECTOR ELECTIONS ISSUER 215918 0 FOR 215918 FOR Rayonier Advanced Materials, Inc. 05366Y201 US05366Y2019 05/15/2024 Election of Director: James F. Kirsch DIRECTOR ELECTIONS ISSUER 215918 0 FOR 215918 AGAINST Rayonier Advanced Materials, Inc. 05366Y201 US05366Y2019 05/15/2024 Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to declassify the Board of Directors CORPORATE GOVERNANCE ISSUER 215918 0 FOR 215918 FOR Rayonier Advanced Materials, Inc. 05366Y201 US05366Y2019 05/15/2024 Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate the supermajority voting provisions CORPORATE GOVERNANCE ISSUER 215918 0 FOR 215918 FOR Rayonier Advanced Materials, Inc. 05366Y201 US05366Y2019 05/15/2024 Approval of an amendment to the Company's Amended and Restated Certificate of incorporation to allow for exculpation of officers as permitted by Delaware law CORPORATE GOVERNANCE ISSUER 215918 0 FOR 215918 FOR Rayonier Advanced Materials, Inc. 05366Y201 US05366Y2019 05/15/2024 Advisory vote to approve the compensation of our named executive officers as disclosed in our Proxy Statement COMPENSATION ISSUER 215918 0 FOR 215918 FOR Rayonier Advanced Materials, Inc. 05366Y201 US05366Y2019 05/15/2024 Ratification of the appointment of Grant Thornton LLP as the independent registered public accounting firm for the Company for 2024 AUDIT-RELATED ISSUER 215918 0 FOR 215918 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 12/04/2023 Approval of a proposal to amend the Company's Restated Certificate of Incorporation, as amended, to effect a reverse stock split of the Company's common stock, $0.001 par value at a ratio in the range of 1-for-5 to 1-for-20, such ratio to be determined by the Company's Board of Directors at a later date, and an associated reduction in the number of shares of common stock of the Company is authorized to issue to be effective upon a date determined by the Board of Directors no later than December 31, 2023 CAPITAL STRUCTURE ISSUER 6631614 0 FOR 6631614 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 12/04/2023 Approval of a proposal to amend the Company's Restated Certificate of Incorporation to limit the liability of certain officers in limited circumstances CORPORATE GOVERNANCE ISSUER 6631614 0 FOR 6631614 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 12/04/2023 Approval of a proposal to adjourn the Special Meeting, if necessary, to solicit additional proxies if there are no suffcient votes in favor of the Reverse Stock Split Proposal CAPITAL STRUCTURE ISSUER 6631614 0 FOR 6631614 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/05/2024 Election of Director: Stephen G. Waldis DIRECTOR ELECTIONS ISSUER 854788 0 FOR 854788 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/05/2024 Election of Director: Mohan S. Gyani DIRECTOR ELECTIONS ISSUER 854788 0 FOR 854788 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/05/2024 Election of Director: Kevin Rendino DIRECTOR ELECTIONS ISSUER 854788 0 FOR 854788 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/05/2024 To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 AUDIT-RELATED ISSUER 854788 0 FOR 854788 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/05/2024 To approve on a non-binding advisory basis the compensation of the Company's named executive officers COMPENSATION ISSUER 854788 0 FOR 854788 FOR Synchronoss Technologies, Inc. 87157B400 US87157B4005 06/05/2024 To increase the number of shares issuable under the Company's 2015 Equity Incentive Plan and make certain other changes CAPITAL STRUCTURE ISSUER 854788 0 FOR 854788 FOR