8-K: Current report
Published on May 16, 2007
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 14, 2007
HARRIS & HARRIS GROUP, INC.
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(Exact name of registrant as specified in its charter)
New York 0-11576 13-3119827
(State or other jurisdiction (Commission File (I.R.S. Employer
of incorporation) Number) Identification No.)
111 West 57th Street
New York, New York 10019
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(Address of principal executive offices and zip code)
Registrant's telephone number, including area code: (212) 582-0900
Item 8.01 Other Events
On May 15, 2007, Harris & Harris Group, Inc. (the
"Company") issued a press release announcing that pursuant to
10b5-1 trading plans entered into on March 27, 2007, certain
officers of the Company exercised vested stock options on May
14, 2007, that would have expired on June 26, 2007. A copy of
the press release is furnished herewith as Exhibit 99.1.
On May 16, 2007, the Company issued a press release
announcing that Douglas W. Jamison, the Company's President,
Chief Operating Officer and Chief Financial Officer, exercised
stock options that would have expired on June 26, 2016, to
purchase 3,000 shares of Harris & Harris Group stock. A copy
of the press release is furnished herewith as Exhibit 99.2.
Item 9. Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Exhibits.
Exhibit No. Description
99.1 Press Release dated May 15, 2007
99.2 Press Release dated May 16, 2007
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
Date: May 16, 2007 HARRIS & HARRIS GROUP, INC.
By: /s/ Charles E. Harris
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Charles E. Harris
Chief Executive Officer
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EXHIBIT INDEX
Exhibit No. Description
99.1 Press Release dated May 15, 2007
99.2 Press Release dated May 16, 2007
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