8-K: Current report
Published on October 16, 2003
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 15, 2003
HARRIS & HARRIS GROUP, INC.
___________________________________________________________
(Exact name of registrant as specified in its charter)
New York 0-11576 13-3119827
(State or (Commission File (I.R.S. Employer
other jurisdiction Number) Identification No.)
of incorporation)
111 West 57th Street
New York, New York 10019
_____________________________________________________________
(Address of principal executive offices and zip code)
Registrant's telephone number, including area code: (212) 582-0900
______________
Item 7. Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Exhibits.
Exhibit No. Description
99.1 Press release dated October 15, 2003
Item 9. Regulation FD Disclosure.
In accordance with interim guidance of the Securities
and Exchange Commission, this disclosure pursuant to Item
12 of Form 8-K is made under Item 9.
On October 15, 2003, Harris & Harris Group, Inc. issued
a press release announcing its financial results for the
period ending September 30, 2003. The text of the press
release is included as an exhibit to this Form 8-K.
Pursuant to the rules and regulations of the Securities and
Exchange Commission, such exhibit and the information set
forth therein and herein is deemed to be furnished and
shall not be deemed to be filed.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this
report to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: October 16, 2003 HARRIS & HARRIS GROUP, INC.
By: /s/ Helene B. Shavin
---------------------
Helene B. Shavin
Vice President and Controller
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EXHIBIT INDEX
Exhibit No. Description
99.1 Press release dated October 15, 2003
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