SC 13G/A: Statement of Beneficial Ownership by Certain Investors
Published on June 17, 2002
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 8)
Harris and Harris Group, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
41383310
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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SCHEDULE 13G
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CUSIP NO. 41383310 PAGE 2 OF 5 PAGES
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Equity Assets Management, Inc. ("EAM") 58-2584445
successor to Jordan American Holdings, Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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5 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
23,335
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8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
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12 TYPE OF REPORTING PERSON*
IA
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP NO. 41383310 PAGE 3 OF 5 PAGES
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ITEM 1(a). NAME OF ISSUER:
Harris and Harris Group, Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
1 Rockefeller Plaza, Suite 1430
New York, New York 10020
ITEM 2(a). NAME OF PERSON FILING:
Equity Assets Management, Inc.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IN NONE, RESIDENCE:
2155 Resort Drive, Suite 108
Steamboat Springs, CO 80487
ITEM 2(c). CITIZENSHIP:
Delaware
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock
ITEM 2(e). CUSIP NUMBER:
41383310
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR
13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
Investment Advisor registered under Section 203 of the
Investment Advisor Act of 1940.
ITEM 4. OWNERSHIP:
(a) Amount Beneficially Owned: EAM, in its capacity as a
registered investment adviser, may be deemed to be the
beneficial owner of 23,335 shares of the issuer's common
stock held in discretionary accounts for various clients.
(b) Percent of Class: 0.26%.
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CUSIP NO. 41383310 PAGE 4 OF 5 PAGES
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(c) For information on voting and dispositive power with
respect to the above-listed shares, please see
Items 5-8 of the Cover Page.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following [X].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON:
Shares as to which this schedule is filed are beneficially
owned by various clients of the person filing this schedule.
These clients receive dividends and the proceeds from the
sale of such shares. No such client is known to have such
interest with respect to more than 5% of the class, except as
follows:
NONE
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY:
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not Applicable
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CUSIP NO. 41383310 PAGE 5 OF 5 PAGES
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
/s/ Charles R. Clark
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Name: Charles R. Clark
Title: President
Dated: June 17, 2002
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